SOUTHLAKE CAPITAL ADVISORS, INC.

Richard L. Sandow

~50 years experience in Securities Investments~

Please contact us at:
Tel: (817) 329-5950
Fax: (817) 329-5696
rsandow@southcap.net
Richard L. Sandow · rsandow@southcap.net ·  Phone:  (817) 329-5950 ·  Fax:  (817) 329-5696
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Richard Sandow has more than 50 years experience as an investment professional – as a registered broker, supervisor, fixed income specialist, financial and operations principal.  He has been engaged more than 750 times by both Claimants and Respondents and has testified in Federal Court and a variety of state courts and arbitration forums.  Areas of expertise include supervision, suitability, misrepresentation, churning, investment analysis, structured finance, municipal securities, industry standards, and rules of SEC, FINRA and various state securities boards.